Name of Director | Mr Louis GRIES | |||
Date of last notice | 16 September 2009 |
Direct or indirect interest | Direct | |||
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Not applicable | |||
Date of change | 30 November, 1 and 3 December 2009 | |||
No. of securities held prior to change |
193,336 fully paid ordinary shares/CUFS registered in the name of the Director; and 3,652,347 options over unissued ordinary fully paid shares/CUFS comprising
|
|||
Class | Ordinary share/CUFS and Options | |||
Number acquired | 326,015 ordinary shares/CUFS | |||
Number disposed | 259,476 ordinary shares/CUFS | |||
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Exercise of options A$1,640,741.73 Sale of shares A$2,100,524.06 |
Page 1 of 2
No. of securities held after change |
Current relevant interest in securities is: 259,875 fully paid ordinary shares/CUFS registered in the name of the Director; and
3,328,000 options over unissued ordinary fully paid shares/CUFS comprising:
o 650,000 options under the 2001 Equity Incentive Plan;
o 1,000,000 options under the Managing Board Transitional Stock Option Plan;
o 860,000 options (ROCE) under the 2006 JHINV Long Term Incentive Plan; and
o 818,000 options (TSR) under the 2006 JHINV Long Term Incentive Plan.
|
|||
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Cashless exercise of options under the 2001 Equity Incentive Plan. The disposal of shares is required to fund the exercise price and US State and Federal withholding tax obligations (which are payable immediately on exercise of options). |
Detail of contract | Not applicable | |||
Nature of interest | Restricted Stock Units (RSUs) are contractual entitlements to be issued ordinary shares/CUFS upon satisfaction of certain conditions. | |||
Name of registered holder (if issued securities) |
Not applicable | |||
Date of change | Not applicable | |||
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
Not applicable | |||
Interest acquired | Not applicable | |||
Interest disposed | Not applicable | |||
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
Not applicable | |||
Interest after change |
No change. However, the current interests in contracts are: § 793,608 Relative TSR RSUs;
§ 201,324 Deferred Bonus RSUs; and
§ 487,446 Executive Incentive Program RSUs.
|
Page 2 of 2