Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice | ||
Name of entity James Hardie Industries plc | ||
ARBN 097 829 895 | ||
| Name of Director | Harold WIENS | ||||
| Date of last notice | 24 June 2021 | ||||
| Direct or indirect interest | Direct | ||||
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. | ||||
| Date of change | 14 September 2021 | ||||
| No. of securities held prior to change | •Indirect interest in 7,370 ADRs, equivalent to a holding of 7,370 ordinary shares/CUFS. The registered holder is UBS Financial Services Inc. and they are held on account for the joint beneficial owners, Harold and Claudia Wiens. •Direct interest in 1,881 ADRs, equivalent to a holding of 1,881 ordinary shares/CUFS. | ||||
+ See chapter 19 for defined terms. | ||
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice | ||
| Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. | ||||
| Number acquired | 793 ADRs, equivalent to a holding of 793 ordinary shares/CUFS. | ||||
| Number disposed | Nil | ||||
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | US$29,372.72 | ||||
| No. of securities held after change | Current relevant interest is: •Indirect interest in 7,370 ADRs, equivalent to a holding of 7,370 ordinary shares/CUFS. The registered holder is UBS Financial Services Inc. and they are held on account for the joint beneficial owners, Harold and Claudia Wiens. •Direct interest in 2,674 ADRs, equivalent to a holding of 2,674 ordinary shares/CUFS. | ||||
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. | ||||
| Detail of contract | Not applicable | ||||
Nature of interest | Not applicable | ||||
Name of registered holder (if issued securities) | Not applicable | ||||
| Date of change | Not applicable | ||||
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | Not applicable | ||||
+ See chapter 19 for defined terms. | ||
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice | ||
| Interest acquired | Not applicable | ||||
| Interest disposed | Not applicable | ||||
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | Not applicable | ||||
| Interest after change | Not applicable | ||||
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No | ||||
| If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable | ||||
| If prior written clearance was provided, on what date was this provided? | Not applicable | ||||
+ See chapter 19 for defined terms. | ||