Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice |
Name of entity | James Hardie Industries plc | ||||
ARBN | 097 829 895 |
Name of Director | Michael N. HAMMES | ||||
Date of last notice | 4 December 2015 |
Direct or indirect interest | Indirect | ||||
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Indirect interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The registered holder is Deutsche Bank Trust Company Americas and they are held on account for the following beneficial owner: •Michael N. Hammes and Lenore L. Hammes | ||||
Date of change | 23 November 2021 |
+ See chapter 19 for defined terms. |
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice |
No. of securities held prior to change | •Direct interest in 30,109 ordinary shares/CUFS registered in the name of Michael N. Hammes and Lenore L. Hammes. •Indirect interest in 5,000 ordinary shares/CUFS. The registered holder is HSBC Custody Nominees (Australia) Limited and they are held on account for Michael and Lenore Hammes. •Indirect interest in CUFS held in the form of 9,000 ADRs, equivalent to a holding of 9,000 ordinary shares/CUFS. The registered holder is Deutsche Bank Trust Company Americas and they are held on account for the following beneficial owner: •9,000 ADRs for Michael N. Hammes and Lenore L. Hammes | ||||
Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. | ||||
Number acquired | Nil | ||||
Number disposed | 1,000 ADRs, equivalent to a holding of 1,000 ordinary shares/CUFS. | ||||
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | Nil. |
+ See chapter 19 for defined terms. |
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice |
No. of securities held after change | Current relevant interest is: •Direct interest in 30,109 ordinary shares/CUFS registered in the name of Michael N. Hammes and Lenore L. Hammes. •Indirect interest in 5,000 ordinary shares/CUFS. The registered holder is HSBC Custody Nominees (Australia) Limited and they are held on account for Michael and Lenore Hammes. •Indirect interest in CUFS held in the form of 8,000 ADRs, equivalent to a holding of 8,000 ordinary shares/CUFS. The registered holder is Deutsche Bank Trust Company Americas and they are held on account for the following beneficial owner: •8,000 ADRs for Michael N. Hammes and Lenore L. Hammes | ||||
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Off market transfer to charitable organisation (Agnus Dei Foundation (Escondido, CA)) |
Detail of contract | Not applicable | ||||
Nature of interest | Not applicable | ||||
Name of registered holder (if issued securities) | Not applicable | ||||
Date of change | Not applicable | ||||
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | Not applicable | ||||
Interest acquired | Not applicable |
+ See chapter 19 for defined terms. |
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice |
Interest disposed | Not applicable | ||||
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | Not applicable | ||||
Interest after change | Not applicable |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No | ||||
If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable | ||||
If prior written clearance was provided, on what date was this provided? | Not applicable |
+ See chapter 19 for defined terms. |