Exhibit 99.3
Appendix 3Y
Change of Directors Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Directors Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASXs property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity | James Hardie Industries plc
| |
ARBN | 097 829 895
|
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Louis GRIES
| |
Date of last notice | 5 December 2012
|
Part 1 - Change of directors relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of notifiable interest of a director should be disclosed in this part.
Direct or indirect interest | Direct
| |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Registered holder | |
Date of change | 7 June 2013
| |
No. of securities held prior to change | 469,150 ordinary shares/CUFS registered in the name of the Director; and 1,453,058 options over unissued ordinary shares/CUFS comprising: ¡ 860,000 Return on Capital Employed (ROCE) options under the 2006 JHIplc Long Term Incentive Plan (2006 Plan); and ¡ 593,058 Relative Total Shareholder Return (TSR) options under the 2006 Plan.
| |
Class | Ordinary shares/CUFS
| |
Number acquired | 45,687 ordinary shares/CUFS following vesting of Hybrid RSUs. |
+ | See chapter 19 for defined terms. |
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Directors Interest Notice
Number disposed | 39,777 ordinary shares/CUFS sold
| |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation
|
Vesting of Hybrid RSUs Nil; and Sale of Hybrid RSUs - $378,034.76
| |
No. of securities held after change | Current relevant interest is:
475,060 ordinary shares/CUFS registered in the name of the Director (of which 5,910 are subject to a holding lock until 7 June 2015); and 1,453,058 options over unissued ordinary shares/CUFS comprising: ¡ 860,000 ROCE options under the 2006 Plan; and ¡ 593,058 TSR options under the 2006 Plan.
| |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Shares issued pursuant to vesting of Hybrid RSUs. Following the issue of these shares:
some were sold to fund US State and Federal withholding tax obligations (which are payable on vesting of RSUs) and transaction costs; 75% of the remaining shares were sold on-market in compliance with the James Hardie stock accumulation policy and as referred to in the announcement to the ASX on 10 December 2010; and 25% of the remaining shares have been retained and will be subject to a two-year holding lock in accordance with the James Hardie stock accumulation policy.
|
Part 2 Change of directors interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of notifiable interest of a director should be disclosed in this part.
Detail of contract | Not applicable
| |
Nature of interest | RSUs are contractual entitlements to issued ordinary shares/CUFS upon satisfaction of certain conditions.
|
+ | See chapter 19 for defined terms. |
Appendix 3Y Page 2 | 01/01/2011 |
Appendix 3Y
Change of Directors Interest Notice
Name of registered holder (if issued securities)
|
Louis Gries | |
Date of change
|
7 June 2013 | |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
Current interests in contracts are:
1,774,485 Relative TSR RSUs; 212,146 Hybrid RSUs; and 284,916 ROCE RSUs.
| |
Interest acquired | Not applicable
| |
Interest disposed | 45,687 Hybrid RSUs vested on 7 June 2013.
| |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
|
No cash consideration was paid to exercise the Restricted Stock Units.
| |
Interest after change | Current interests in contracts are:
1,774,485 Relative TSR RSUs; 166,459 Hybrid RSUs; and 284,916 ROCE RSUs.
|
Part 3 +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No | |
If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable | |
If prior written clearance was provided, on what date was this provided? | Not applicable |
+ | See chapter 19 for defined terms. |
01/01/2011 Appendix 3Y Page 3